Private Client Wealth Management

COMPREHENSIVE INVESTMENT PLANNING AND WEALTH MANAGEMENT

The Cooke Financial Group's high-net-worth clients receive regular in-depth estate planning reviews as part of our ongoing financial services. In order to facilitate these reviews, we work closely with our clients' legal and tax advisors. We also recognize that clients with substantial net worth value a coordinated approach (with outside advisors) for total wealth management needs, including legal structure, investment management and tax-intelligent advice. Successful wealth management requires getting to know you and tailoring an investment strategy for your specific financial goals. Whether you are a successful individual or a not-for-profit organization, we utilize a disciplined investment consulting process to create and monitor customized financial strategies. We firmly believe in our consultative process (pictured below). This process helps to ensure a disciplined and individualized investment plan for each unique client. John Cooke pioneered his process 40 years ago, and the Cooke Financial Group continues to fine-tune it today.


INVESTMENT MANAGEMENT CONULTING SERVICES

Independent, objective and unbiased money manager research has been at the core of the Cooke Financial Group's consulting process for over 40 years. Our firm maintains regular contact with many talented professional money managers around the globe. Using our disciplined process helps us to align our clients' risk tolerance, financial goals and objectives with the appropriate combination of independent money management firms. Additionally, the Cooke Financial Group uses broad-based research provided by the Wells Fargo Advisors Advisory Services Group, one of the most trusted and well-respected objective investment research organizations in the industry.

 

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 Cooke Financial Group Investment Management Consulting Process

Investment Management Consultants Association
Code of Professional Responsibility: 

•Serve the financial interests of clients. All recommendations to clients and decisions on behalf of clients shall be solely in the interest of the clients.
•Disclose fully to clients services provided and compensation received. All financial relationships, direct or indirect, between consultants and investment managers, plan officials, beneficiaries, sponsors or others shall be fully disclosed.
•Provide to clients all requested information as well as other information they may need to make informed decisions. All client inquiries shall be answered promptly, completely, and truthfully.
•Maintain the confidentiality of all information entrusted by the client, to the fullest extent permitted by law.
•Comply fully with all statutory and regulatory requirements affecting the delivery of consulting services to clients.
•Endeavor to establish and maintain excellence in all aspects of investment management consulting (or all aspects of financial services to clients).
•Support and participate in the activities of the Investment Management Consultants
Association to enhance the investment management consulting profession.
•Maintain the highest standard of personal conduct.